FINRA jobs
FINRA: the US body that licenses people who sell securities, and its exams. iCapital, Guggenheim Securities, Brex, APEX Fintech Services and DriveWealth have the most open roles mentioning FINRA right now.
RSS feedMy jobs then shows how many are new each time you come back. No account, no email.
199 open roles · 25 posted in the last 7 days · 16% remote · 48 companies hiring · $165K median advertised salary · checked Nov 15 against employer career pages
Job titles in FINRA roles
Bars show the share of these 199 roles; one role can count in several rows.
Newest FINRA jobs
- Senior GRC EngineerBrex · 🇨🇦Vancouver, British Columbia, Canada · +3 more locationsCA$154K - CA$192KSeniorSQLCPACISSP
- Strategy & Operations Manager - BrokerageSavvy · 🇺🇸Remote - US$117K - $131KRemoteAI agentsReconciliationsRegulatory compliance
- Senior Client Associate (West Coast)Savvy · 🇺🇸Remote - US$70K - $75KRemoteSeniorCPACFAPowerPoint
- Senior Client AssociateSavvy · 🇺🇸Remote - US$65K - $75KRemoteSeniorCPACFAPowerPoint
- Principal Wealth AdvisorSavvy · 🇺🇸Remote - US—RemoteLead and aboveCFATax complianceCarta
- Portfolio StrategistSavvy · 🇺🇸NYC Office$165K - $200KHybridCFAFINRA
- Portfolio and Trading AssociateSavvy · 🇺🇸NYC Office$120K - $140KHybridTradingFINRA
- Director, Revenue AccountingSavvy · 🇺🇸NYC Office$180K - $220KHybridLead and aboveNetSuiteERPReconciliations
- Associate - Investment Banking, IndustrialsGuggenheim Securities · 🇺🇸New York · +1 more location—JuniorFinancial modelingM&ADCF
- Senior Counsel, Product LegalAirwallex · 🇸🇬SG - Singapore · +1 more location—SeniorRegulatory complianceKYCLaw degree
- Counsel, Product LegalAirwallex · 🇺🇸US - San Francisco$170K - $220KHybridRegulatory complianceKYCLaw degree
- Analyst – Investment Banking, InfrastructureGuggenheim Securities · 🇺🇸New York—Financial modelingM&AFixed income
- Capital Markets AssociateBetterment · 🇺🇸Betterment HQ - New York City$120K - $135KPythonSQLLLM
- Senior CounselBinance.us · 🇺🇸U.S.$180K - $200KRemoteSeniorLaw degreeLitigationData privacy
- Accounting ManagerRipple · 🇺🇸New York, NY, United States · +1 more location$132K - $160KExcelCPAReconciliations
- Senior Product Owner, IndiaDriveWealth · 🇮🇳Office - Hyderabad, India—SeniorSQLPRDsFixed income
- Enterprise Account Executive, HealthcareAsana · 🇺🇸New York City$291K - $330KSOC 2Solution sellingHIPAA
- Director, US Opera tions - Kraken SecuritiesKraken · 🇺🇸United States$134K - $299KRemoteLead and aboveIncident responseReconciliationsTreasury
- Investment and Corporate Banking – Real Estate, AnalystMizuho · 🇺🇸New York, NY (1271 AOA/6th Ave)$110K - $130KFinancial modelingM&AUnderwriting
- Investment & Corporate Banking – Power & Utilities, AnalystMizuho · 🇺🇸New York, NY (1271 AOA/6th Ave)$110K - $130KFinancial modelingM&AUnderwriting
- Member of Accounting, Regulated Trading & DerivativesAnchorage Digital · 🇺🇸United States—RemotePythonSQLExcel
- Securities Lending AnalystAPEX Fintech Services · 🇺🇸Dallas, TX—HybridMicrosoft WordSalesforce administrationReconciliations
- Sr Trading Operations Analyst (Weekend Coverage)APEX Fintech Services · 🇵🇭Manila, Philippines—HybridSeniorTradingSalesforce administrationFINRA
- Experienced Vice President - Investment Banking, IndustrialsGuggenheim Securities · 🇺🇸New York—Lead and aboveAgileFinancial modelingM&A
- Registered Fund Attorney - Senior Vice PresidentiCapital · 🇺🇸Greenwich, Connecticut, United States · +1 more location$240K - $280KLead and aboveCorporate governanceSEC regulationsFINRA
- Senior Compliance Manager, Tokenized Securities Venue (Americas)OKX · 🇺🇸Remote Roles - LATAM; San Jose, California, United States—RemoteSeniorSmart contractsRegulatory complianceKYC
- Manager, RIA OperationsAPEX Fintech Services · 🇺🇸Dallas, TX—Salesforce administrationCustomer onboardingEscalation management
- Senior Sales EngineerAlpaca · Remote - Americas—RemoteSeniorGrafanaSpanishREST APIs
- Compliance AssociateBetterment · 🇺🇸Betterment HQ - New York City$90K - $105KJiraRegulatory complianceFINRA
- Associate Wealth AdvisorFocus Financial Partners · 🇺🇸Pittsburgh, PA—JuniorDriver's licenseCustomer onboardingFINRA
- Senior Technical Incident ManagerQube Research & Technologies · 🇺🇸New York$180K - $250KSeniorPythonJiraITIL
- Operations Specialist (P&S)APEX Fintech Services · 🇺🇸Dallas—SQLExcelSalesforce administration
- Trading Operations Analyst (Weekend/Overnight Coverage)APEX Fintech Services · 🇵🇭Manila, Philippines—TradingSlackSalesforce administration
- Investment Specialist IISoFi · 🇺🇸Jacksonville, Florida, United States—FINRA
- Senior Relationship ManagerMercury · 🇺🇸San Francisco, CA$143K - $179KSeniorCFASlackFINRA
- Investment & Corporate Banking – DCM: Capital Structure Solutions, AnalystMizuho · 🇺🇸New York, NY (1271 AOA/6th Ave)$110K - $130KExcelPowerPointFinancial modeling
- Chief Compliance Officer - Brokerage & RIAArq · 🇺🇸New York—HybridLead and aboveIncident responseRegulatory complianceBSA/AML
- Manager, Invest OperationsSoFi · 🇺🇸UT - Cottonwood Heights - FL Jacksonville—Performance managementFINRACustomer service
- Manager, Enterprise Sales - Asset & Wealth ManagementAnthropic · 🇺🇸New York City, NY$450K - $700KGCPMachine LearningLLM
- Principal Associate ComplianceKraken · 🇺🇸United States$83K - $167KRemoteLead and aboveRegulatory complianceKYCFINRA
- Senior Software Engineer, Prediction Markets PlatformCrypto.com · 🇺🇸San Francisco$200K - $230KSeniorGoPythonTypeScript
- Investment & Corporate Banking - Vice President, Analyst & Associate Program ManagerMizuho · 🇺🇸New York, NY (1271 AOA/6th Ave)—Lead and abovePowerPointM&AFixed income
- Senior Cashiering AssociateAlpaca · Remote - Americas—RemoteSeniorAuditInternal controlsFixed income
- Regulatory Reporting - Vice PresidentiCapital · 🇺🇸New York, New York, United States · +1 more location$150K - $175KLead and aboveRegulatory complianceFINRAProject management
- ETF and 1940 Act Registered Funds Compliance Officer - Assistant Vice PresidentiCapital · 🇺🇸Greenwich, Connecticut, United States · +1 more location$110K - $145KLead and aboveDerivativesRegulatory complianceSEC regulations
- EQD SalesMizuho · 🇺🇸New York, NY (1271 AOA/6th Ave)$100K - $130KPythonExcelVBA
- Vice President – Investment Banking, Digital InfrastructureGuggenheim Securities · 🇺🇸New York—Lead and aboveFinancial modelingM&ADCF
- Experienced Associate – Investment Banking, Digital InfrastructureGuggenheim Securities · 🇺🇸New York$200K - $225KFinancial modelingM&ADCF
- ETF and 1940 Act Registered Funds Compliance Officer - Vice PresidentiCapital · 🇺🇸Greenwich, Connecticut, United States · +1 more location$150K - $180KLead and aboveDerivativesRegulatory complianceLaw degree
- Director, Relationship ManagementAPEX Fintech Services · 🇺🇸NYC 441; Austin, TX$171K - $214KHybridLead and aboveCFASalesforce administrationFINRA
- Staff Software Engineer - Market DataDune · 🇺🇸East Coast US & Europe (Remote)—RemoteLead and aboveRustGoSolana
- CounselPublic · 🇺🇸New York, New York$120K - $170KIncident responseContract negotiationRegulatory compliance
- Head of ProductDune · 🇺🇸East Coast US & Europe (Remote)—RemoteLead and aboveSolanaEthereumPRDs
- Regulatory and Compliance, Corporate AML Oversight - Vice PresidentiCapital · 🇺🇸New York, New York, United States$155K - $180KLead and aboveAML/KYCCAMSAudit
- Senior Manager, Sourcing & ProcurementAcorns · Remote$161K - $189KRemoteSeniorIncident responseContract negotiationKYC
- Director, Business DevelopmentPublic · 🇺🇸New York, New York$150K - $300KLead and aboveE-commerceM&AFINRA
- Security & Threat Operations ManagerDriveWealth · 🇺🇸Office - Chicago; Office - NYC$200K - $250KPythonSQLKubernetes
- Compliance OfficerIEX Group · 🇺🇸New York$125K - $175KInternal controlsRegulatory complianceBar admission
- Associate General Counsel, Corporate & SecuritiesFigure Lending · 🇺🇸San Francisco, CA; New York, NY$228K - $342KM&ALaw degreeBar admission
- Relationship ManagerMercury · 🇺🇸San Francisco, CA$119K - $134KCFASlackFINRA
- Sales Representative, TurkeyDriveWealth · EMEA - Remote—RemoteExcelPowerPointZoomInfo
- Risk Manager - Centralized ExchangeSei Labs · 🇺🇸New York City—RemotePythonSQLExcel
- Investment Banking Experienced Analyst – Capital Structure Advisory (Restructuring)Guggenheim Securities · 🇺🇸New York—FINRAProject management
- Experienced Associate – Investment Banking, Commercial ServicesGuggenheim Securities · 🇺🇸Chicago—ExcelAgilePowerPoint
- Experienced Analyst – Investment Banking, Global ServicesGuggenheim Securities · 🇺🇸Atlanta—ExcelPowerPointOutlook
- Chief Financial Officer ,North AmericaCrypto.com · 🇺🇸Chicago,IL$300K - $400KLead and aboveTableauNetSuiteCPA
- Senior QA EngineerDriveWealth · 🇮🇳Office - Hyderabad, India—SeniorTypeScriptJavaSQL
- Specialist, Execution ServicesDriveWealth · 🇺🇸Office - Chicago$130K - $140KPythonSQLLinux
- Transaction Reporting Analyst, IndiaDriveWealth · 🇮🇳Gujarat International Finance Tec-City, Gujarat, India—Fixed incomeRegulatory complianceFINRA
- Transaction Reporting AnalystDriveWealth · 🇺🇸Office - Chicago$70K - $90KSQLAuditFixed income
- Operations Lead - TradingSei Labs · 🇺🇸New York City—RemoteLead and aboveSQLExcelTrading
- Trade Surveillance AnalystSei Labs · 🇺🇸New York City—RemotePythonSQLEthereum
- ERM Program ManagerAlpaca · Remote - Americas—RemoteJiraHelp deskJira Service Management
- Jr Agency TraderAPEX Fintech Services · 🇺🇸Dallas, TX—JuniorSalesforce administrationReconciliationsFixed income
- Fixed Income Agency TraderAPEX Fintech Services · 🇺🇸Dallas, TX—HybridTest planningSalesforce administrationCustomer onboarding
- Chief Compliance Officer, Cash App InvestingBlock · 🇺🇸Bay Area, CA, United States of America$218K - $327KLead and aboveAuditRegulatory complianceFINRA
- New Accounts, Experienced AssociateGuggenheim Securities · 🇺🇸New York City, NY – U.S.$100K - $110KVisioDerivativesFixed income
- Experienced Analyst – Investment Banking, Technology, Media & Telecom (TMT)Guggenheim Securities · LON 11 Hanover Street—Financial modelingM&AFixed income
- Senior Compliance Analyst (Regulatory)APEX Fintech Services · 🇺🇸Dallas, TX—HybridSeniorSalesforce administrationRegulatory complianceFINRA
- Operations Specialist (Account Transfers)APEX Fintech Services · 🇺🇸Dallas—SQLSalesforce administrationFINRA
- Equity Trader and Research AnalystAllworth Financial · 🇺🇸Cincinnati, Ohio, United States—ExcelFINRA
- Options Specialist and Equity TraderAllworth Financial · 🇺🇸Cincinnati, Ohio, United States; Dallas, Texas, United St…—ExcelDerivativesFINRA
- Suitability AnalystHorace Mann · Remote$66K - $92KRemoteRegulatory complianceFINRA
- Senior Product Manager / Director, Trading ProductsOKX · 🇭🇰Hong Kong, Hong Kong SAR · +1 more location—Lead and aboveTradingEnglishMandarin
- Senior Media and Public Relations LeadDriveWealth · 🇺🇸Office - NYC$170K - $190KLead and abovePowerPointFixed incomeRegulatory compliance
- Sales Account Manager IIBrex · 🇺🇸New York, New York, United States$133K - $166KGongERPFP&A
- Alternatives Distribution, Internal Wholesale AssociateiCapital · 🇺🇸Greenwich, Connecticut, United States$95K - $105KTableauFRMPowerPoint
- Senior Strategic Program ManagerCoinbase · 🇺🇸Remote - USA$166K - $196KRemoteSeniorGenerative AIOKRsCSAT
- Financial Risk ManagerAlpaca · Remote—RemotePythonSQLCFA
- Equities Operations AnalystGuggenheim Securities · 🇺🇸New York$80K - $90KExcelVBAReconciliations
- Chief Compliance Officer, Meridian Platform SecuritiesAngelList · 🇺🇸San Francisco, CA—Lead and aboveRegulatory complianceSEC regulationsFINRA
- Head of Regulatory AffairsBrex · 🇺🇸New York, New York, United States · +1 more location$270K - $335KLead and aboveM&ARegulatory complianceLaw degree
- Senior Counsel, RiskBrex · 🇺🇸New York, New York, United States · +1 more location$270K - $335KSeniorIncident responseRegulatory complianceLaw degree
- Experienced Analyst – Investment Banking, Commercial ServicesGuggenheim Securities · 🇺🇸Chicago—ExcelPowerPointOutlook
- Operations Specialist (Corporate Actions)APEX Fintech Services · 🇺🇸Dallas, TX—HybridSQLExcelCFA
- Operations Specialist (Mutual Funds)APEX Fintech Services · 🇺🇸Dallas, TX—SQLSalesforce administrationReconciliations
- Experienced Analyst – Investment Banking, IndustrialsGuggenheim Securities · 🇺🇸New York—Financial modelingM&ADCF
- Regulatory and Compliance, Subscription Document Review - AssociateiCapital · 🇺🇸New York, New York, United States$90K - $115KExcelSEC regulationsFINRA
- Global Settlements Associate 1Alpaca · 🇮🇳India—SQLMetabaseGoogle Workspace
- Client Management and Enterprise Coverage, Wires/Private Banks - Vice PresidentiCapital · 🇺🇸New York, New York, United States$165K - $200KLead and aboveFINRA
Showing the newest 100. See all 199 in search
Who is hiring for FINRA roles
Where FINRA roles are
- 🇺🇸United States171
- 🇺🇸New York, NY91
- 🇺🇸San Francisco Bay Area18
- 🇺🇸California18
- 🇺🇸Texas16
- 🇺🇸Chicago, IL15
- 🇺🇸Dallas, TX13
- 🌏Asia-Pacific11
- 🇪🇺Europe5
- 🇨🇦Canada5
A role that lists several places is counted in each of them.
What FINRA roles pay, by level
| Level in the title | Median advertised salary | Roles counted |
|---|---|---|
| No level in the title | $132K | 50 |
| Senior | $175K | 17 |
| Lead and above | $185K | 49 |
Medians of the midpoints of advertised yearly US-dollar ranges; a level needs at least 15 such roles. Advertised, not verified pay.
Jobs you can get with FINRA
| Kind of work | Open jobs asking for FINRA | Median advertised pay |
|---|---|---|
| Investment and corporate development | 41 | $180K |
| Compliance | 28 | $162K |
| Investment banking analyst | 19 | – |
| Legal counsel | 18 | $200K |
| Business analyst | 16 | $102K |
| Compliance officer | 15 | $150K |
| Account manager | 12 | $155K |
| Trader | 11 | – |
Skills asked together with FINRA
Regulatory compliance (35%), SEC regulations (18%), Project management (17%), Fixed income (17%), SQL (15%), Excel (13%), Risk management (13%), M&A (12%) of the 199 open postings that name FINRA.
Companies hiring for FINRA
FINRA salariesQuestions about FINRA jobs
- What is FINRA?
- The US body that licenses people who sell securities, and its exams. 199 open roles on Jobs Every Hour ask for it as of Nov 15, 2026.
- How many FINRA jobs are open right now?
- There are 199 open FINRA jobs at 48 companies on Jobs Every Hour as of Nov 15, 2026. 25 of them were posted in the last seven days. The list is rebuilt every hour from the employers' own careers pages.
- Which companies have the most FINRA jobs?
- Right now the most openings are at iCapital (40), Guggenheim Securities (21), Brex (17), APEX Fintech Services (15) and DriveWealth (13). The ranking changes as companies open and close roles.
- Are there remote FINRA jobs?
- 32 of the 199 open FINRA jobs (16%) are listed as remote. Remote roles are often limited to certain countries or time zones, so check the location line of each job.
- What do FINRA jobs pay?
- The median advertised salary is $165K, based on 116 open roles that publish a yearly US-dollar range. The middle half of those roles advertise between $126K and $200K. These are advertised ranges, not verified pay. Most employers here are technology companies, so the figures run above the wider market for the same work.
- Is it hard to get an FINRA job?
- 4 of the 199 open FINRA jobs (2%) are for beginners: junior roles and internships. Of the 144 postings that state experience, the median asks for 4 years. 48 companies are hiring and 25 roles were posted in the last seven days. Matching your resume to the skills each posting names helps most; the free resume builder shows the match.
- How is AI changing FINRA jobs?
- 12 of the 199 open FINRA jobs (6%) ask for AI or machine-learning skills, most often LLM, Machine Learning. Employers still list 199 such roles today at 48 companies. Counted from the postings' own text on Nov 15, 2026.
- What skills do FINRA jobs ask for?
- Most often FINRA (100%), Regulatory compliance (35%), SEC regulations (18%), Project management (17%), Fixed income (17%) of the 199 open postings, counted from their own text on Nov 15, 2026.
- Which job titles come up most in FINRA jobs?
- Manager (9), Senior Counsel (5), Regulatory and Compliance (5), Senior GRC Engineer (4), Director (4): the most common titles among the 199 open roles, without the level and place notes in brackets.
- Are FINRA jobs in demand in 2026?
- 199 FINRA jobs are open on Jobs Every Hour today at 48 companies, 0.1% of all 148,162 open jobs here; 25 were posted in the last seven days. The median advertised salary is $165K. 32 (16%) can be done remotely.
- How do I apply for FINRA jobs?
- Open a job and press “Apply on company site”. You go straight to the employer's own careers page and apply there. Jobs Every Hour needs no account and charges nothing for applying.
Narrow down FINRA jobs
By place
- FINRA jobs in the United States 171
- FINRA jobs in New York, NY 91
- FINRA jobs in San Francisco Bay Area 18
- FINRA jobs in California 18
- FINRA jobs in Texas 16
- FINRA jobs in Chicago, IL 15
- FINRA jobs in Dallas, TX 13
- 🌏FINRA jobs in Asia-Pacific 11






















