Chief Compliance Officer - Brokerage & RIA is open at Arq in New York (hybrid). The posting gives no salary; similar roles in the United States advertise a median of $224K. Posted on Oct 27, 2026, and still on Arq’s careers page when we last checked, on Nov 14, 2026.
About the role
1. RIA program ownership: Administer the RIA’s compliance policies, risk assessment, monitoring, testing, and documented annual review. Maintain the compliance calendar and report material risks and remediation progress to leadership. 2. FINRA application and launch: Help lead the NMA with FINRA, counsel, and internal teams. Develop written supervisory procedures, prepare supporting materials, respond to information…
The opening lines of the posting. The rest is on Arq’s careers page.
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