🇺🇸FINRA jobs in New York, NY
91 open roles mentioning FINRA in New York, NY as of Nov 15, 2026. iCapital, Guggenheim Securities, Brex, DriveWealth and Mizuho have the most. 5 are remote and the median advertised salary is $170K.
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Skills asked for in FINRA roles in New York, NY
Job titles in FINRA roles in New York, NY
Bars show the share of these 91 roles; one role can count in several rows.
- Senior GRC EngineerBrex · 🇺🇸New York, New York, United States$154K - $192KSeniorSQLCPACISSP
- Portfolio StrategistSavvy · 🇺🇸NYC Office$165K - $200KHybridCFAFINRA
- Portfolio and Trading AssociateSavvy · 🇺🇸NYC Office$120K - $140KHybridTradingFINRA
- Director, Revenue AccountingSavvy · 🇺🇸NYC Office$180K - $220KHybridLead and aboveNetSuiteERPReconciliations
- Associate - Investment Banking, IndustrialsGuggenheim Securities · 🇺🇸New York—JuniorFinancial modelingM&ADCF
- Analyst – Investment Banking, InfrastructureGuggenheim Securities · 🇺🇸New York—Financial modelingM&AFixed income
- Capital Markets AssociateBetterment · 🇺🇸Betterment HQ - New York City$120K - $135KPythonSQLLLM
- Accounting ManagerRipple · 🇺🇸New York, NY, United States$132K - $160KExcelCPAReconciliations
- Enterprise Account Executive, HealthcareAsana · 🇺🇸New York City$291K - $330KSOC 2Solution sellingHIPAA
- Investment and Corporate Banking – Real Estate, AnalystMizuho · 🇺🇸New York, NY (1271 AOA/6th Ave)$110K - $130KFinancial modelingM&AUnderwriting
- Investment & Corporate Banking – Power & Utilities, AnalystMizuho · 🇺🇸New York, NY (1271 AOA/6th Ave)$110K - $130KFinancial modelingM&AUnderwriting
- Experienced Vice President - Investment Banking, IndustrialsGuggenheim Securities · 🇺🇸New York—Lead and aboveAgileFinancial modelingM&A
- Registered Fund Attorney - Senior Vice PresidentiCapital · 🇺🇸New York, New York, United States$240K - $280KLead and aboveCorporate governanceSEC regulationsFINRA
- Compliance AssociateBetterment · 🇺🇸Betterment HQ - New York City$90K - $105KJiraRegulatory complianceFINRA
- Senior Technical Incident ManagerQube Research & Technologies · 🇺🇸New York$180K - $250KSeniorPythonJiraITIL
- Investment & Corporate Banking – DCM: Capital Structure Solutions, AnalystMizuho · 🇺🇸New York, NY (1271 AOA/6th Ave)$110K - $130KExcelPowerPointFinancial modeling
- Chief Compliance Officer - Brokerage & RIAArq · 🇺🇸New York—HybridLead and aboveIncident responseRegulatory complianceBSA/AML
- Manager, Enterprise Sales - Asset & Wealth ManagementAnthropic · 🇺🇸New York City, NY$450K - $700KGCPMachine LearningLLM
- Investment & Corporate Banking - Vice President, Analyst & Associate Program ManagerMizuho · 🇺🇸New York, NY (1271 AOA/6th Ave)—Lead and abovePowerPointM&AFixed income
- Regulatory Reporting - Vice PresidentiCapital · 🇺🇸New York, New York, United States$150K - $175KLead and aboveRegulatory complianceFINRAProject management
- ETF and 1940 Act Registered Funds Compliance Officer - Assistant Vice PresidentiCapital · 🇺🇸New York, New York, United States$110K - $145KLead and aboveDerivativesRegulatory complianceSEC regulations
- EQD SalesMizuho · 🇺🇸New York, NY (1271 AOA/6th Ave)$100K - $130KPythonExcelVBA
- Vice President – Investment Banking, Digital InfrastructureGuggenheim Securities · 🇺🇸New York—Lead and aboveFinancial modelingM&ADCF
- Experienced Associate – Investment Banking, Digital InfrastructureGuggenheim Securities · 🇺🇸New York$200K - $225KFinancial modelingM&ADCF
- ETF and 1940 Act Registered Funds Compliance Officer - Vice PresidentiCapital · 🇺🇸New York, New York, United States$150K - $180KLead and aboveDerivativesRegulatory complianceLaw degree
- Director, Relationship ManagementAPEX Fintech Services · 🇺🇸NYC 441; Austin, TX$171K - $214KHybridLead and aboveCFASalesforce administrationFINRA
- CounselPublic · 🇺🇸New York, New York$120K - $170KIncident responseContract negotiationRegulatory compliance
- Regulatory and Compliance, Corporate AML Oversight - Vice PresidentiCapital · 🇺🇸New York, New York, United States$155K - $180KLead and aboveAML/KYCCAMSAudit
- Director, Business DevelopmentPublic · 🇺🇸New York, New York$150K - $300KLead and aboveE-commerceM&AFINRA
- Security & Threat Operations ManagerDriveWealth · 🇺🇸Office - Chicago; Office - NYC$200K - $250KPythonSQLKubernetes
- Compliance OfficerIEX Group · 🇺🇸New York$125K - $175KInternal controlsRegulatory complianceBar admission
- Associate General Counsel, Corporate & SecuritiesFigure Lending · 🇺🇸San Francisco, CA; New York, NY$228K - $342KM&ALaw degreeBar admission
- Risk Manager - Centralized ExchangeSei Labs · 🇺🇸New York City—RemotePythonSQLExcel
- Investment Banking Experienced Analyst – Capital Structure Advisory (Restructuring)Guggenheim Securities · 🇺🇸New York—FINRAProject management
- Operations Lead - TradingSei Labs · 🇺🇸New York City—RemoteLead and aboveSQLExcelTrading
- Trade Surveillance AnalystSei Labs · 🇺🇸New York City—RemotePythonSQLEthereum
- New Accounts, Experienced AssociateGuggenheim Securities · 🇺🇸New York City, NY – U.S.$100K - $110KVisioDerivativesFixed income
- Senior Media and Public Relations LeadDriveWealth · 🇺🇸Office - NYC$170K - $190KLead and abovePowerPointFixed incomeRegulatory compliance
- Sales Account Manager IIBrex · 🇺🇸New York, New York, United States$133K - $166KGongERPFP&A
- Equities Operations AnalystGuggenheim Securities · 🇺🇸New York$80K - $90KExcelVBAReconciliations
- Head of Regulatory AffairsBrex · 🇺🇸New York, New York, United States$270K - $335KLead and aboveM&ARegulatory complianceLaw degree
- Senior Counsel, RiskBrex · 🇺🇸New York, New York, United States$270K - $335KSeniorIncident responseRegulatory complianceLaw degree
- Experienced Analyst – Investment Banking, IndustrialsGuggenheim Securities · 🇺🇸New York—Financial modelingM&ADCF
- Regulatory and Compliance, Subscription Document Review - AssociateiCapital · 🇺🇸New York, New York, United States$90K - $115KExcelSEC regulationsFINRA
- Client Management and Enterprise Coverage, Wires/Private Banks - Vice PresidentiCapital · 🇺🇸New York, New York, United States$165K - $200KLead and aboveFINRA
- Partner Experience (Analyst – Associate)CAIS · 🇺🇸New York, New York$75K - $100KSQLTableauData quality
- Trading Operations LeadMercury · 🇺🇸🇨🇦San Francisco, CA, New York, NY, Portland, OR, or Remote…$122K - $169KRemoteLead and aboveSQLTradingReconciliations
- US MLRO & Financial Crimes OfficerCopper · 🇺🇸New York—CAMSCustomer onboardingRegulatory compliance
- Structured Investments Distribution - AnalystiCapital · 🇺🇸New York, New York, United States—FINRA
- Compliance OfficerCAIS · 🇺🇸New York, New York$100K - $145KRegulatory complianceFINRA
Showing the newest 50. See all 91 in search
Who is hiring for FINRA roles in New York, NY
What FINRA roles in New York, NY pay, by level
| Level in the title | Median advertised salary | Roles counted |
|---|---|---|
| No level in the title | $140K | 32 |
| Lead and above | $188K | 28 |
Medians of the midpoints of advertised yearly US-dollar ranges; a level needs at least 15 such roles. Advertised, not verified pay.
Questions about FINRA jobs in New York, NY
- How many FINRA jobs in New York, NY are open right now?
- There are 91 open FINRA jobs in New York, NY at 27 companies on Jobs Every Hour as of Nov 15, 2026. 11 of them were posted in the last seven days. The list is rebuilt every hour from the employers' own careers pages.
- Which companies have the most FINRA jobs in New York, NY?
- Right now the most openings are at iCapital (21), Guggenheim Securities (15), Brex (6), Mizuho (5) and DriveWealth (5). The ranking changes as companies open and close roles.
- Are there remote FINRA jobs in New York, NY?
- 5 of the 91 open FINRA jobs in New York, NY (5%) are listed as remote. Remote roles are often limited to certain countries or time zones, so check the location line of each job.
- What do FINRA jobs in New York, NY pay?
- The median advertised salary is $170K, based on 65 open roles that publish a yearly US-dollar range. The middle half of those roles advertise between $128K and $208K. These are advertised ranges, not verified pay. Most employers here are technology companies, so the figures run above the wider market for the same work.
- Is it hard to get one of the FINRA jobs in New York, NY?
- 1 of the 91 open FINRA jobs in New York, NY (1%) are for beginners: junior roles and internships. Of the 64 postings that state experience, the median asks for 5 years. 27 companies are hiring and 11 roles were posted in the last seven days. Matching your resume to the skills each posting names helps most; the free resume builder shows the match.
- How is AI changing FINRA jobs in New York, NY?
- 8 of the 91 open FINRA jobs in New York, NY (9%) ask for AI or machine-learning skills, most often LLM, Machine Learning. Employers still list 91 such roles today at 27 companies. Counted from the postings' own text on Nov 15, 2026.
- What skills do FINRA jobs in New York, NY ask for?
- Most often FINRA (100%), Regulatory compliance (30%), M&A (19%), Project management (18%), Financial modeling (16%) of the 91 open postings, counted from their own text on Nov 15, 2026.
- Which job titles come up most in FINRA jobs in New York, NY?
- Wealth Advisor (4), Director (3), Investment & Corporate Banking (3), Regulatory and Compliance (3), Experienced Vice President (2): the most common titles among the 91 open roles, without the level and place notes in brackets.
- Are FINRA jobs in New York, NY in demand in 2026?
- 91 FINRA jobs in New York, NY are open on Jobs Every Hour today at 27 companies, 0.1% of all 148,162 open jobs here; 11 were posted in the last seven days. The median advertised salary is $170K. 5 (5%) can be done remotely.
- How do I apply for FINRA jobs in New York, NY?
- Open a job and press “Apply on company site”. You go straight to the employer's own careers page and apply there. Jobs Every Hour needs no account and charges nothing for applying.
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