https://jobseveryhour.com/skills/finra/FINRA jobs — Jobs Every HourSun, 15 Nov 2026 19:26:45 +0000https://jobseveryhour.com/job/senior-grc-engineer-brex/https://jobseveryhour.com/job/senior-grc-engineer-brex/Fri, 13 Nov 2026 00:00:00 +0000Vancouver, British Columbia, Canada. As a Senior GRC Engineer at Brex, you’ll lead the IT security compliance workstreams that connect our technical control owners to the people who examine our controls: external auditors, Internal Audit, state regulators, and Finance. You’ll coordinate and test the technical controls behind our financial reporting (SOX/ITGC), our annual SOC 1 Type 2 report, our state money transmitter examinations, and our FINRA IT…https://jobseveryhour.com/job/senior-grc-engineer-brex-3/https://jobseveryhour.com/job/senior-grc-engineer-brex-3/Fri, 13 Nov 2026 00:00:00 +0000San Francisco, California, United States. As a Senior GRC Engineer at Brex, you’ll lead the IT security compliance workstreams that connect our technical control owners to the people who examine our controls: external auditors, Internal Audit, state regulators, and Finance. You’ll coordinate and test the technical controls behind our financial reporting (SOX/ITGC), our annual SOC 1 Type 2 report, our state money transmitter examinations, and our FINRA IT…https://jobseveryhour.com/job/senior-grc-engineer-brex-2/https://jobseveryhour.com/job/senior-grc-engineer-brex-2/Fri, 13 Nov 2026 00:00:00 +0000Seattle, Washington, United States. As a Senior GRC Engineer at Brex, you’ll lead the IT security compliance workstreams that connect our technical control owners to the people who examine our controls: external auditors, Internal Audit, state regulators, and Finance. You’ll coordinate and test the technical controls behind our financial reporting (SOX/ITGC), our annual SOC 1 Type 2 report, our state money transmitter examinations, and our FINRA IT…https://jobseveryhour.com/job/senior-grc-engineer-brex-4/https://jobseveryhour.com/job/senior-grc-engineer-brex-4/Fri, 13 Nov 2026 00:00:00 +0000New York, New York, United States. As a Senior GRC Engineer at Brex, you’ll lead the IT security compliance workstreams that connect our technical control owners to the people who examine our controls: external auditors, Internal Audit, state regulators, and Finance. You’ll coordinate and test the technical controls behind our financial reporting (SOX/ITGC), our annual SOC 1 Type 2 report, our state money transmitter examinations, and our FINRA IT…https://jobseveryhour.com/job/strategy-operations-manager-brokerage-savvy/https://jobseveryhour.com/job/strategy-operations-manager-brokerage-savvy/Fri, 13 Nov 2026 00:00:00 +0000Remote - US. The Strategy & Operations Manager - Brokerage will own day-to-day operations for Savvy's broker-dealer, ensuring seamless execution, reconciliation, and regulatory compliance. This role sits at the center of all operational workflows from trade setup through settlement, and is responsible for maintaining operational excellence as Savvy scales trade volume. You'll work closely with Investment Operations, Legal &…https://jobseveryhour.com/job/senior-client-associate-west-coast-savvy/https://jobseveryhour.com/job/senior-client-associate-west-coast-savvy/Fri, 13 Nov 2026 00:00:00 +0000Remote - US. The Savvy team is looking for an experienced Senior Client Associate who is ready to apply their exceptional client service skills to drive impact in a fast-paced and growing environment. In this role, you’ll serve as a dedicated operational partner to multiple advisors, ensuring their clients receive exceptional day-to-day support. The ideal candidate is detail-oriented, an excellent problem-solver, and a strong…https://jobseveryhour.com/job/senior-client-associate-savvy/https://jobseveryhour.com/job/senior-client-associate-savvy/Fri, 13 Nov 2026 00:00:00 +0000Remote - US. The Savvy team is looking for an experienced Senior Client Associate who is ready to apply their exceptional client service skills to drive impact in a fast-paced and growing environment. In this role, you’ll serve as a dedicated operational partner to multiple advisors, ensuring their clients receive exceptional day-to-day support. The ideal candidate is detail-oriented, an excellent problem-solver, and a strong…https://jobseveryhour.com/job/principal-wealth-advisor-savvy/https://jobseveryhour.com/job/principal-wealth-advisor-savvy/Fri, 13 Nov 2026 00:00:00 +0000Remote - US. ABOUT SAVVY WEALTH: Wealth management is a $545 billion industry that still runs on manual work. 75% of advisors offer no digital communication beyond email, and most still build financial plans by hand in Excel. Savvy is reinventing what it looks like to be a financial advisor. Founder Ritik Malhotra saw the fragmentation firsthand after seeking out his own advisor, and started Savvy to give independent advisors a…https://jobseveryhour.com/job/portfolio-strategist-savvy/https://jobseveryhour.com/job/portfolio-strategist-savvy/Fri, 13 Nov 2026 00:00:00 +0000NYC Office. Savvy is building the modern wealth platform for financial advisors, and SWIM (Savvy Wealth Investment Management) is how we give those advisors institutional-quality investment solutions: total-portfolio models, direct indexing, concentrated stock solutions, alternatives, and more. As a Portfolio Strategist, you’ll be the bridge between the SWIM team and our advisors, their clients, and their prospects: the person…https://jobseveryhour.com/job/portfolio-and-trading-associate-savvy/https://jobseveryhour.com/job/portfolio-and-trading-associate-savvy/Fri, 13 Nov 2026 00:00:00 +0000NYC Office. As a Portfolio and Trading Associate, you will play a critical role in enhancing and scaling Savvy’s centralized trading infrastructure. You’ll be responsible for daily trading, portfolio management, and helping drive adoption of Savvy’s SWIM (Savvy Wealth Investment Management) platform. You’ll also execute advisor-submitted investment tasks in line with daily SLAs, ensuring timely, accurate completion. This is a…https://jobseveryhour.com/job/director-revenue-accounting-savvy/https://jobseveryhour.com/job/director-revenue-accounting-savvy/Fri, 13 Nov 2026 00:00:00 +0000NYC Office. Savvy Wealth is seeking its first dedicated revenue accounting leader. In this position, you will drive revenue accounting operations, accounts receivable accounting, and financial reporting processes for a high growth fintech company ,Registered Investment Advisor (“RIA”) and broker-dealer. You will design processes and policies, build the Campfire revenue module ensuring accurate revenue recognition, managing…https://jobseveryhour.com/job/associate-investment-banking-industrials-guggenheim-securities/https://jobseveryhour.com/job/associate-investment-banking-industrials-guggenheim-securities/Fri, 13 Nov 2026 00:00:00 +0000New York. Position Summary The Global Industrials Group in New York is a rapidly growing and critically important strategic initiative for Guggenheim Securities (“GS”). Our Associates play an integral role in evolving and enhancing our client relationships and are active participants throughout the life of a transaction and beyond. Our Associates benefit tremendously from the experience and partnership they have with our…https://jobseveryhour.com/job/senior-counsel-product-legal-airwallex-2/https://jobseveryhour.com/job/senior-counsel-product-legal-airwallex-2/Thu, 12 Nov 2026 00:00:00 +0000SG - Singapore. , you will be the lead counsel for Airwallex’s Yield investment product. You will help scale the product by providing legal, regulatory and strategic advice on the Yield product lifecycle, including product design, licensing, securities and investment regulation, regulatory engagement (SEC, FINRA, MAS, ASIC and other regulators), partner arrangements (broker-dealers, custodians, fund managers and investment…https://jobseveryhour.com/job/counsel-product-legal-airwallex/https://jobseveryhour.com/job/counsel-product-legal-airwallex/Thu, 12 Nov 2026 00:00:00 +0000US - San Francisco. , you will be the lead counsel for Airwallex’s Yield investment product. You will help scale the product by providing legal, regulatory and strategic advice on the Yield product lifecycle, including product design, licensing, securities and investment regulation, regulatory engagement (SEC, FINRA, MAS, ASIC and other regulators), partner arrangements (broker-dealers, custodians, fund managers and investment…https://jobseveryhour.com/job/senior-counsel-product-legal-airwallex/https://jobseveryhour.com/job/senior-counsel-product-legal-airwallex/Thu, 12 Nov 2026 00:00:00 +0000US - San Francisco. , you will be the lead counsel for Airwallex’s Yield investment product. You will help scale the product by providing legal, regulatory and strategic advice on the Yield product lifecycle, including product design, licensing, securities and investment regulation, regulatory engagement (SEC, FINRA, MAS, ASIC and other regulators), partner arrangements (broker-dealers, custodians, fund managers and investment…https://jobseveryhour.com/job/analyst-investment-banking-infrastructure-guggenheim-securities/https://jobseveryhour.com/job/analyst-investment-banking-infrastructure-guggenheim-securities/Thu, 12 Nov 2026 00:00:00 +0000New York. Position Summary Guggenheim Securities (“GS”) is seeking an exceptional Analyst to join its Infrastructure Investment Banking group located in New York. Analysts will join a highly collaborative team responsible for providing M&A advisory and capital raising (equity and fixed income) service and capabilities to corporate clients. GS offers a unique opportunity to work as part of small client teams on major strategic…https://jobseveryhour.com/job/capital-markets-associate-betterment/https://jobseveryhour.com/job/capital-markets-associate-betterment/Wed, 11 Nov 2026 00:00:00 +0000Betterment HQ - New York City. The Capital Markets team sits at the crossroads of daily business processes and new feature development for the in-house portfolio management, custody, and trading platforms. As a Capital Markets Associate, you are excited to use both your subject matter expertise and quantitative rigor to propose, coordinate, and drive key projects relating to the ongoing research and development of the Betterment trading systems…https://jobseveryhour.com/job/senior-counsel-binance-us/https://jobseveryhour.com/job/senior-counsel-binance-us/Tue, 10 Nov 2026 00:00:00 +0000U.S.. Analyze potential legal risks and regulatory requirements for new products and technologies - Review marketing material and related product messaging and provide guidance to the business - Develop playbooks allowing product teams to move quickly based on preset guidance from legal - Advise directly on proposed product flows, work with product teams toward compliant solutions, and provide language for new and revised…https://jobseveryhour.com/job/accounting-manager-ripple-2/https://jobseveryhour.com/job/accounting-manager-ripple-2/Mon, 09 Nov 2026 00:00:00 +0000New York, NY, United States. Broker-Dealer Accounting and Regulatory Reporting: Prepare and maintain the firm’s FOCUS Report filings, including net capital computations and customer reserve calculations. Maintain the general ledger for the broker-dealer entity, running month-end close, account reconciliations, and journal entries. Compute and monitor aggregate indebtedness ratios and net capital, flagging early warning thresholds to the CFO…https://jobseveryhour.com/job/accounting-manager-ripple/https://jobseveryhour.com/job/accounting-manager-ripple/Mon, 09 Nov 2026 00:00:00 +0000Chicago, Illinois, United States. Broker-Dealer Accounting and Regulatory Reporting: Prepare and maintain the firm’s FOCUS Report filings, including net capital computations and customer reserve calculations. Maintain the general ledger for the broker-dealer entity, running month-end close, account reconciliations, and journal entries. Compute and monitor aggregate indebtedness ratios and net capital, flagging early warning thresholds to the CFO…https://jobseveryhour.com/job/senior-product-owner-india-drivewealth/https://jobseveryhour.com/job/senior-product-owner-india-drivewealth/Mon, 09 Nov 2026 00:00:00 +0000Office - Hyderabad, India. This is the first product role DriveWealth has placed in-market, and you will own what it becomes. You are the product voice for our partners in India across the full platform: equities, mutual funds, ETFs, fixed income, and options, plus the account opening and money movement capabilities underneath them. Partners in this market bring requirements that are specific, sometimes ambiguous, and always urgent, and your…https://jobseveryhour.com/job/enterprise-account-executive-healthcare-asana/https://jobseveryhour.com/job/enterprise-account-executive-healthcare-asana/Mon, 09 Nov 2026 00:00:00 +0000New York City. to lead sophisticated sales cycles, influence executive stakeholders, and deliver meaningful business outcomes. If you're passionate about building long-term partnerships and navigating complex, regulated enterprise environments, we’d love to connect. This role can either be fully remote depending on which US state you live in, or based in our New York, San Francisco, or Chicago office with an office-centric hybrid…https://jobseveryhour.com/job/director-us-opera-tions-kraken-securities-kraken/https://jobseveryhour.com/job/director-us-opera-tions-kraken-securities-kraken/Mon, 09 Nov 2026 00:00:00 +0000United States. Own the end-to-end order flow for US equities, from inception through clearing and settlement, including reconciliation, corporate actions, and exception management - Own xStocks operations: token issuance and redemption, inventory and liquidity management, movement of client and firm assets, and settlement across exchange, custodian, and on-chain venues - Serve as a named principal of Kraken Securities LLC and act…https://jobseveryhour.com/job/investment-and-corporate-banking-real-estate-analyst-mizuho/https://jobseveryhour.com/job/investment-and-corporate-banking-real-estate-analyst-mizuho/Mon, 09 Nov 2026 00:00:00 +0000New York, NY (1271 AOA/6th Ave). Brings a positive, growth-oriented mindset and a genuine willingness to learn across all types of work Series 79 & 63 will be required at hire or soon thereafter. Employment is contingent on passing the required exams within a reasonable set window The expected base salary ranges from $110K - $130k. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and…https://jobseveryhour.com/job/investment-corporate-banking-power-utilities-analyst-mizuho/https://jobseveryhour.com/job/investment-corporate-banking-power-utilities-analyst-mizuho/Mon, 09 Nov 2026 00:00:00 +0000New York, NY (1271 AOA/6th Ave). U.S. Investment & Corporate Banking Analysts are directly involved in the design, origination, structuring and execution of financial advisory, global capital markets, financial risk management, structured & syndicated finance, and other global products and services for existing and prospective clients within the Power and Utilities sector. An Analyst is expected to understand the implications, identify key industry…https://jobseveryhour.com/job/member-of-accounting-regulated-trading-derivatives-anchorage-digital/https://jobseveryhour.com/job/member-of-accounting-regulated-trading-derivatives-anchorage-digital/Thu, 05 Nov 2026 00:00:00 +0000United States. At Anchorage Digital, we are building the world’s most advanced digital asset platform for institutions to participate in crypto. Anchorage Digital is a crypto platform that enables institutions to participate in digital assets through custody, staking, trading, governance, settlement, and the industry's leading security infrastructure. Home to Anchorage Digital Bank N.A., the first federally chartered crypto bank…https://jobseveryhour.com/job/securities-lending-analyst-apex-fintech-services/https://jobseveryhour.com/job/securities-lending-analyst-apex-fintech-services/Thu, 05 Nov 2026 00:00:00 +0000Dallas, TX. Issues recalls to cover deficits and fails to deliver Approves customer short sales request pursuant to regulatory requirements Checks incoming security needs list for various brokers and lends the securities appropriately Performs stock loan buy-ins on securities that are on loan and not returned Borrows securities from different broker/dealers as needed to cover internal needs Performs daily reconciliations for…https://jobseveryhour.com/job/sr-trading-operations-analyst-weekend-coverage-apex-fintech-services/https://jobseveryhour.com/job/sr-trading-operations-analyst-weekend-coverage-apex-fintech-services/Thu, 05 Nov 2026 00:00:00 +0000Manila, Philippines. We’re looking for an experienced Senior Analyst to join our Trade Operations team. You’ll support broker-dealers, institutional clients, and registered investment advisors during U.S. trading sessions, helping keep trade flow seamless, mitigating risk, and delivering an exceptional client experience. If you’re passionate about electronic trading, thrive in fast-paced environments, and care deeply about customer…https://jobseveryhour.com/job/experienced-vice-president-investment-banking-industrials-guggenheim-securities/https://jobseveryhour.com/job/experienced-vice-president-investment-banking-industrials-guggenheim-securities/Thu, 05 Nov 2026 00:00:00 +0000New York. Position Summary The Global Industrials Group is rapidly growing and one of the largest and most important industry groups at Guggenheim Securities. Our Vice Presidents play an integral role in evolving and enhancing our client relationships and are active participants throughout the life of a transaction and beyond. Our Vice Presidents benefit tremendously from the experience and partnership they have with our…https://jobseveryhour.com/job/registered-fund-attorney-senior-vice-president-icapital-2/https://jobseveryhour.com/job/registered-fund-attorney-senior-vice-president-icapital-2/Wed, 04 Nov 2026 00:00:00 +0000Greenwich, Connecticut, United States. iCapital is seeking a Senior Vice President to join its Legal Department, Registered Funds Legal Team to assist with the expansion and management of iCapital’s registered 1940 Act product launch and regulatory program. This role will work closely with the senior Portfolio Management, Product Development, Legal, Finance, and Regulatory and Compliance Team members on a variety of legal and regulatory matters focused…https://jobseveryhour.com/job/registered-fund-attorney-senior-vice-president-icapital/https://jobseveryhour.com/job/registered-fund-attorney-senior-vice-president-icapital/Wed, 04 Nov 2026 00:00:00 +0000New York, New York, United States. iCapital is seeking a Senior Vice President to join its Legal Department, Registered Funds Legal Team to assist with the expansion and management of iCapital’s registered 1940 Act product launch and regulatory program. This role will work closely with the senior Portfolio Management, Product Development, Legal, Finance, and Regulatory and Compliance Team members on a variety of legal and regulatory matters focused…https://jobseveryhour.com/job/senior-compliance-manager-tokenized-securities-venue-america-okx/https://jobseveryhour.com/job/senior-compliance-manager-tokenized-securities-venue-america-okx/Mon, 02 Nov 2026 00:00:00 +0000Remote Roles - LATAM; San Jose, California, United States. The Americas Compliance team is hiring a Senior Compliance Manager to own compliance for OKXICE TSV and for the joint venture's new broker-dealer. OKXICE TSV is the tokenized securities venue run by the OKX and Intercontinental Exchange joint venture under the SEC's Innovation Exemption, and it lets eligible US users trade tokenized US-listed stocks on-chain. The joint venture is also registering a broker-dealer…https://jobseveryhour.com/job/manager-ria-operations-apex-fintech-services/https://jobseveryhour.com/job/manager-ria-operations-apex-fintech-services/Mon, 02 Nov 2026 00:00:00 +0000Dallas, TX. will support Apex’s continued expansion beyond its industry-leading technology and clearing capabilities into B2B RIA services, enabling the firm to deliver RIA and sub-advisory solutions to additional clients. By partnering closely with Compliance, Product, and other business stakeholders, this position will create a digitally enabled, compliant, and seamless operating model that supports exceptional client…https://jobseveryhour.com/job/senior-sales-engineer-alpaca/https://jobseveryhour.com/job/senior-sales-engineer-alpaca/Sun, 01 Nov 2026 00:00:00 +0000Remote - Americas. Provide technical support and relationship management for existing enterprise customers, acting as a trusted technical advisor throughout the partner lifecycle. Partner with the Sales and Solutions teams on pre-sales technical discussions, solution design, and API consultations, and present compelling product and technical use cases to prospective clients. Guide new enterprise customers through API integration…https://jobseveryhour.com/job/compliance-associate-betterment/https://jobseveryhour.com/job/compliance-associate-betterment/Fri, 30 Oct 2026 00:00:00 +0000Betterment HQ - New York City. You're a natural systems thinker who gets energized by turning complex, ambiguous requirements into something clean and usable. In this role, you'll sit at the intersection of regulatory compliance and operational execution — taking dense regulatory frameworks and translating them into workflows, procedures, and documentation that the rest of the business can actually act on. This isn't just a "keep the lights on"…https://jobseveryhour.com/job/associate-wealth-advisor-focus-financial-partners/https://jobseveryhour.com/job/associate-wealth-advisor-focus-financial-partners/Fri, 30 Oct 2026 00:00:00 +0000Pittsburgh, PA. Identifies and fulfills clients’ financial planning needs. Works with advisors to interview clients to determine assets, liabilities, cash flow, insurance coverage, tax status, and financial objectives. Analyzes client’s financial status, develops financial plans based on analysis of data, and discusses financial options with clients. Prepares personal financial plans for presentation by other professional team…https://jobseveryhour.com/job/senior-technical-incident-manager-qube-research-technologies/https://jobseveryhour.com/job/senior-technical-incident-manager-qube-research-technologies/Thu, 29 Oct 2026 00:00:00 +0000New York. Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager operating across liquid asset classes worldwide. We are a technology- and data-driven group that applies a scientific approach to investing. Our collaborative culture brings together research, technology, and trading expertise to solve complex challenges and deliver high-quality returns. We are looking for a Senior…https://jobseveryhour.com/job/operations-specialist-p-s-apex-fintech-services/https://jobseveryhour.com/job/operations-specialist-p-s-apex-fintech-services/Thu, 29 Oct 2026 00:00:00 +0000Dallas. will work closely with clearing, custody, and client service teams to provide operational metrics, trade flow updates, and process improvements. We are looking for someone who: Is passionate. You have a genuine passion for people and developing relationships. Is motivated. You're driven to be the best. You challenge yourself by setting goals, crushing them, and helping your teammates do the same. Is collaborative…https://jobseveryhour.com/job/trading-operations-analyst-weekend-overnight-coverage-apex-fintech-services/https://jobseveryhour.com/job/trading-operations-analyst-weekend-overnight-coverage-apex-fintech-services/Thu, 29 Oct 2026 00:00:00 +0000Manila, Philippines. We are extending the Bruce ATS to weekends and are hiring Trading Operations Analysts to cover the new 48-hour session. You will join the trading operations team, which already staffs our weekday overnight shift, and be a key part of the weekend rollout. This is more than monitoring. You will watch session-by-session client activity, understand how our subscribers trade, and find ways to support the growth of their…https://jobseveryhour.com/job/investment-specialist-ii-sofi/https://jobseveryhour.com/job/investment-specialist-ii-sofi/Wed, 28 Oct 2026 00:00:00 +0000Jacksonville, Florida, United States. As a SoFi Investment Specialist, you will support existing SoFi members and new customers by providing product education, account assistance, and operational support across SoFi's suite of investment services. SoFi offers Brokerage, Robo Advisor, and retirement account solutions. In this role, you will help members understand these products, navigate account processes, and access the resources they need to manage…https://jobseveryhour.com/job/senior-relationship-manager-mercury/https://jobseveryhour.com/job/senior-relationship-manager-mercury/Wed, 28 Oct 2026 00:00:00 +0000San Francisco, CA. We’re looking for a Relationship Manager to work with some of the most exciting startups in the world. You’ll be part of the team that introduces founders to Mercury, helps them adopt our core financial products, and ensures their first experience with us is seamless and impactful. This role is ideal for someone who thrives in fast-paced, founder-facing environments and wants to grow their career in FinTech…https://jobseveryhour.com/job/investment-corporate-banking-dcm-capital-structure-solutions-mizuho/https://jobseveryhour.com/job/investment-corporate-banking-dcm-capital-structure-solutions-mizuho/Wed, 28 Oct 2026 00:00:00 +0000New York, NY (1271 AOA/6th Ave). Support the origination and execution of liability management, hybrid capital, and sustainable finance transactions Build and maintain financial models and relevant databases Prepare presentation materials and participate in client pitches Collaborate with DCM and banking coverage teams to identify new business opportunities Liaise with clients, internal deal teams, external legal counsels, and other key…https://jobseveryhour.com/job/chief-compliance-officer-brokerage-ria-arq/https://jobseveryhour.com/job/chief-compliance-officer-brokerage-ria-arq/Tue, 27 Oct 2026 00:00:00 +0000New York. 1. RIA program ownership: Administer the RIA’s compliance policies, risk assessment, monitoring, testing, and documented annual review. Maintain the compliance calendar and report material risks and remediation progress to leadership. 2. FINRA application and launch: Help lead the NMA with FINRA, counsel, and internal teams. Develop written supervisory procedures, prepare supporting materials, respond to information…https://jobseveryhour.com/job/manager-invest-operations-sofi/https://jobseveryhour.com/job/manager-invest-operations-sofi/Tue, 27 Oct 2026 00:00:00 +0000UT - Cottonwood Heights - FL Jacksonville. The Manager, Invest Operations will manage a team of Investment Specialists with responsibility for the day-to-day operations of the team. Responsible for driving business and process changes to ensure SoFi Invest members have an exceptional experience. What you’ll do: Independently manage a team of investment specialists Responsible for hiring, coaching, performance management and team member development Foster an…https://jobseveryhour.com/job/manager-enterprise-sales-asset-wealth-management-anthropic/https://jobseveryhour.com/job/manager-enterprise-sales-asset-wealth-management-anthropic/Tue, 27 Oct 2026 00:00:00 +0000New York City, NY. As the leader of our Enterprise Asset & Wealth Management sales organization, you will build and lead a team that brings transformational AI to the world's leading asset managers, wealth managers, and private markets firms. These are organizations rethinking how they generate investment insight, serve clients and advisors, scale personalization, and meet fiduciary and regulatory obligations. They are looking for a…https://jobseveryhour.com/job/principal-associate-compliance-kraken/https://jobseveryhour.com/job/principal-associate-compliance-kraken/Tue, 27 Oct 2026 00:00:00 +0000United States. Assist in the execution of the Broker Dealer compliance and risk assessment programs. Compliance, testing, monitoring, surveillance and adherence to all other relevant and applicable laws and regulations. - Overseeing, addressing and remediating daily flags in KYC, CIP, Suitability, PEP, Sanctions while assisting in identifying policy and procedural enhancements and maintaining awareness of company goals, regulatory…https://jobseveryhour.com/job/senior-software-engineer-prediction-markets-platform-crypto-com/https://jobseveryhour.com/job/senior-software-engineer-prediction-markets-platform-crypto-com/Tue, 27 Oct 2026 00:00:00 +0000San Francisco. Own the design of Go backend services that list and settle event contracts around the clock. Lead the move of business-critical workflows from Python/Airflow to Go services and durable job processing, without breaking live markets. Design pipelines that take in data from multiple providers, match the same event across them, and reconcile differences accurately and idempotently. Build settlement logic that holds up…https://jobseveryhour.com/job/investment-corporate-banking-vice-president-analyst-associat-mizuho/https://jobseveryhour.com/job/investment-corporate-banking-vice-president-analyst-associat-mizuho/Tue, 27 Oct 2026 00:00:00 +0000New York, NY (1271 AOA/6th Ave). Program Strategy & Management Develop and execute a comprehensive strategy for the Analyst and Associate programs, establishing clear priorities and initiatives across staffing, development, engagement and retention. Manage the programs end to end, continuously assessing effectiveness and identifying opportunities to strengthen the junior banker experience. Develop mechanisms to measure program effectiveness…https://jobseveryhour.com/job/senior-cashiering-associate-alpaca/https://jobseveryhour.com/job/senior-cashiering-associate-alpaca/Fri, 23 Oct 2026 00:00:00 +0000Remote - Americas. Who We Are: Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Amongst our subsidiaries, Alpaca is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge…https://jobseveryhour.com/job/regulatory-reporting-vice-president-icapital-2/https://jobseveryhour.com/job/regulatory-reporting-vice-president-icapital-2/Thu, 22 Oct 2026 00:00:00 +0000New York, New York, United States. iCapital is looking to hire a Vice President of Regulatory Reporting to join the Regulatory and Compliance team. This position will work closely with the Senior Vice Presidents and Co-Chief Compliance Officers of the Registered Investment Advisers (RIAs) on a variety of compliance matters, most specifically those pertaining to regulatory reporting. Responsibilities Oversee the preparation of regulatory filings…https://jobseveryhour.com/job/regulatory-reporting-vice-president-icapital/https://jobseveryhour.com/job/regulatory-reporting-vice-president-icapital/Thu, 22 Oct 2026 00:00:00 +0000Greenwich, Connecticut, United States. iCapital is looking to hire a Vice President of Regulatory Reporting to join the Regulatory and Compliance team. This position will work closely with the Senior Vice Presidents and Co-Chief Compliance Officers of the Registered Investment Advisers (RIAs) on a variety of compliance matters, most specifically those pertaining to regulatory reporting. Responsibilities Oversee the preparation of regulatory filings…https://jobseveryhour.com/job/etf-and-1940-act-registered-funds-compliance-officer-assista-icapital-2/https://jobseveryhour.com/job/etf-and-1940-act-registered-funds-compliance-officer-assista-icapital-2/Thu, 22 Oct 2026 00:00:00 +0000Greenwich, Connecticut, United States. iCapital is looking to hire a Compliance Officer to support the relevant investment advisers serving the Exchange-Traded Funds (ETF), Alternative Investments Fund-of-Funds, and 1940 Act Registered Funds businesses. This individual will assist with the implementation and administration of compliance programs for the firm’s SEC-registered investment advisers, registered investment companies, NFA- and CFTC-registered…https://jobseveryhour.com/job/etf-and-1940-act-registered-funds-compliance-officer-assista-icapital/https://jobseveryhour.com/job/etf-and-1940-act-registered-funds-compliance-officer-assista-icapital/Thu, 22 Oct 2026 00:00:00 +0000New York, New York, United States. iCapital is looking to hire a Compliance Officer to support the relevant investment advisers serving the Exchange-Traded Funds (ETF), Alternative Investments Fund-of-Funds, and 1940 Act Registered Funds businesses. This individual will assist with the implementation and administration of compliance programs for the firm’s SEC-registered investment advisers, registered investment companies, NFA- and CFTC-registered…https://jobseveryhour.com/job/eqd-sales-mizuho/https://jobseveryhour.com/job/eqd-sales-mizuho/Thu, 22 Oct 2026 00:00:00 +0000New York, NY (1271 AOA/6th Ave). will focus on the execution, processing, pricing, and lifecycle management of structured product and derivative transactions for institutional, insurance and 3rd party distributor clients. The Analyst will work closely with Sales, Trading, Structuring, Legal and Operations to ensure transactions are processed accurately and efficiently. This position offers a unique opportunity to develop into a junior sales role…https://jobseveryhour.com/job/vice-president-investment-banking-digital-infrastructure-guggenheim-securities/https://jobseveryhour.com/job/vice-president-investment-banking-digital-infrastructure-guggenheim-securities/Thu, 22 Oct 2026 00:00:00 +0000New York. Position Summary Guggenheim Securities (“GS”) is seeking an exceptional, experienced Vice President to join its Digital Infrastructure Investment Banking team located in New York. With offices in New York and London, our Digital Infrastructure team is a market leader within the sector, with strong relationships ranging from large cap public companies and financial sponsors, to high-growth private companies, growth…https://jobseveryhour.com/job/experienced-associate-investment-banking-digital-infrastruct-guggenheim-securities/https://jobseveryhour.com/job/experienced-associate-investment-banking-digital-infrastruct-guggenheim-securities/Thu, 22 Oct 2026 00:00:00 +0000New York. Position Summary Guggenheim Securities (“GS”) is seeking an exceptional, experienced Associate to join its Digital Infrastructure Investment Banking team located in New York. With offices in New York and London, our Digital Infrastructure team is a market leader within the sector, with strong relationships ranging from large cap public companies and financial sponsors, to high-growth private companies, growth equity…https://jobseveryhour.com/job/etf-and-1940-act-registered-funds-compliance-officer-vice-pr-icapital-2/https://jobseveryhour.com/job/etf-and-1940-act-registered-funds-compliance-officer-vice-pr-icapital-2/Wed, 21 Oct 2026 00:00:00 +0000Greenwich, Connecticut, United States. iCapital is looking to hire a Compliance Officer to help oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF), Alternative Investments Fund-of-Funds and 1940 Act Registered Funds businesses. This individual will also be responsible for assisting the implementation and administration of compliance programs for the firm’s SEC Registered Investment Advisers, Investment Company Act, NFA…https://jobseveryhour.com/job/etf-and-1940-act-registered-funds-compliance-officer-vice-pr-icapital/https://jobseveryhour.com/job/etf-and-1940-act-registered-funds-compliance-officer-vice-pr-icapital/Wed, 21 Oct 2026 00:00:00 +0000New York, New York, United States. iCapital is looking to hire a Compliance Officer to help oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF), Alternative Investments Fund-of-Funds and 1940 Act Registered Funds businesses. This individual will also be responsible for assisting the implementation and administration of compliance programs for the firm’s SEC Registered Investment Advisers, Investment Company Act, NFA…https://jobseveryhour.com/job/director-relationship-management-apex-fintech-services/https://jobseveryhour.com/job/director-relationship-management-apex-fintech-services/Wed, 21 Oct 2026 00:00:00 +0000NYC 441; Austin, TX. The Director, Relationship Managment will be responsible for cultivating and maintaining relationships with our most important clients. Reporting directly to the Head of Relationship Management, this role is designed to build and enhance profitable relationships with strategic client accounts, ensuring the delivery of tailored financial solutions that meet their unique needs. The ideal candidate will be proficient…https://jobseveryhour.com/job/staff-software-engineer-market-data-dune/https://jobseveryhour.com/job/staff-software-engineer-market-data-dune/Mon, 19 Oct 2026 00:00:00 +0000East Coast US & Europe (Remote). Dune is building market data solutions for institutional customers who need timely, accurate and reliable financial data they can depend on. Our team turns onchain activity into realtime feeds and associated reference data along with historical data capture. You will work on our new market data platform, and help shape how it evolves to support the growing features and customer base. You’ll design systems that can…https://jobseveryhour.com/job/counsel-public/https://jobseveryhour.com/job/counsel-public/Mon, 19 Oct 2026 00:00:00 +0000New York, New York. We’re looking for a sharp, enthusiastic attorney to join our Legal team. This is a generalist role with an emphasis on litigation, regulatory matters, compliance, privacy, and product counseling. You will also help expand our AI governance program. Public is a highly regulated financial services and technology company. Experience in a regulated financial field is a plus, but this role would also suit a strong…https://jobseveryhour.com/job/head-of-product-dune/https://jobseveryhour.com/job/head-of-product-dune/Mon, 19 Oct 2026 00:00:00 +0000East Coast US & Europe (Remote). Dune’s mission is to make onchain finance observable. Since 2018, we have made blockchain data accessible and useful. Our next opportunity is to build products that financial institutions depend on to commit capital, assess risk, and enter new onchain markets. As these institutions expand their activity on blockchains, they will need reliable, trustworthy and timely data to power decision making across more markets…https://jobseveryhour.com/job/regulatory-and-compliance-corporate-aml-oversight-vice-presi-icapital/https://jobseveryhour.com/job/regulatory-and-compliance-corporate-aml-oversight-vice-presi-icapital/Fri, 16 Oct 2026 00:00:00 +0000New York, New York, United States. iCapital is seeking a Corporate Anti-Money Laundering (AML) Oversight Vice President to join its Regulatory and Compliance organization and support the AML team. This individual will serve as a senior subject-matter expert responsible for providing oversight of AML controls across applicable U.S. and international businesses. This role will partner closely with Legal, Compliance, Risk, business stakeholders, and…https://jobseveryhour.com/job/senior-manager-sourcing-procurement-acorns/https://jobseveryhour.com/job/senior-manager-sourcing-procurement-acorns/Thu, 15 Oct 2026 00:00:00 +0000Remote. AT ACORNS: - Own and enhance Acorns’ existing third-party management program, covering planning, intake, evaluation, contracting, and lifecycle management of all third-party engagements. Evaluate current policy, processes, and procedures, redesign where needed, and establish defined accountability at each stage. Partner with Enterprise IT, Engineering, InfoSec, Legal, Compliance, Finance, and business owners across…https://jobseveryhour.com/job/director-business-development-public/https://jobseveryhour.com/job/director-business-development-public/Thu, 15 Oct 2026 00:00:00 +0000New York, New York. This role goes beyond traditional partnerships and integrations. We’re looking for an entrepreneurial, commercial leader to build relationships that bring new customers and assets to Public. Many companies already reach the investors we want to serve. You’ll proactively seek them out, uncover the opportunity, and structure creative, efficient deals that introduce Public to their audiences. You’ll own each…https://jobseveryhour.com/job/security-threat-operations-manager-drivewealth/https://jobseveryhour.com/job/security-threat-operations-manager-drivewealth/Thu, 15 Oct 2026 00:00:00 +0000Office - Chicago; Office - NYC. DriveWealth LLC is seeking a highly motivated and experienced Security & Threat Operations Manager to build and mature the function protecting our brokerage platform and corporate environment. Reporting to the Chief Information Security Officer, you will grow and lead the team, establish its operating model and roadmap, and deliver measurable improvements in threat detection, investigation, incident response, and…https://jobseveryhour.com/job/compliance-officer-iex-group/https://jobseveryhour.com/job/compliance-officer-iex-group/Wed, 14 Oct 2026 00:00:00 +0000New York. IEX is looking for a self-motivated Compliance Officer to join our team and report to the Chief Compliance Officer. You'll help develop the policies and procedures that guide how we operate and conduct the monitoring and testing that confirm we follow them. This is a hands-on role for someone who enjoys working across several areas of a compliance program. You'll collaborate with experts in Regulation, Risk, Legal…https://jobseveryhour.com/job/associate-general-counsel-corporate-securities-figure-lending/https://jobseveryhour.com/job/associate-general-counsel-corporate-securities-figure-lending/Wed, 14 Oct 2026 00:00:00 +0000San Francisco, CA; New York, NY. We are looking for a versatile corporate lawyer with a deep securities law background to join Figure's Legal team. Figure is a leading, Nasdaq-listed financial technology company using blockchain to transform financial services, and our Legal team sits at the center of the company's most consequential work: public company governance, capital markets activity, M&A, and novel securities initiatives spanning our…https://jobseveryhour.com/job/relationship-manager-mercury/https://jobseveryhour.com/job/relationship-manager-mercury/Wed, 14 Oct 2026 00:00:00 +0000San Francisco, CA. We’re looking for a Relationship Manager to work with some of the most exciting startups in the world. You’ll be part of the team that introduces founders to Mercury, helps them adopt our core financial products, and ensures their first experience with us is seamless and impactful. This role is ideal for someone who thrives in fast-paced, founder-facing environments and wants to grow their career in FinTech…https://jobseveryhour.com/job/sales-representative-turkey-drivewealth/https://jobseveryhour.com/job/sales-representative-turkey-drivewealth/Tue, 13 Oct 2026 00:00:00 +0000EMEA - Remote. The Sales Representative, Turkey is a strategic, market-facing sales leader responsible for accelerating DriveWealth’s expansion and commercial success in a priority international region. This role owns the full business development lifecycle, from prospecting Tier-1 global institutions and cultivating C-level relationships to negotiating complex, multi-year commercial agreements. Success is measured by executing…https://jobseveryhour.com/job/risk-manager-centralized-exchange-sei-labs/https://jobseveryhour.com/job/risk-manager-centralized-exchange-sei-labs/Tue, 13 Oct 2026 00:00:00 +0000New York City. As our initial Risk Manager, you will be the day-to-day lead of the FCM's independent Risk Management Unit and will administer, maintain and enhance its Risk Management Program. You will establish and monitor risk limits, assess customer and firm exposures, conduct stress testing, oversee margin and liquidation risk, and escalate material risk matters directly to senior management. You will work closely with…https://jobseveryhour.com/job/investment-banking-experienced-analyst-capital-structure-adv-guggenheim-securities/https://jobseveryhour.com/job/investment-banking-experienced-analyst-capital-structure-adv-guggenheim-securities/Mon, 12 Oct 2026 00:00:00 +0000New York. Guggenheim Securities Position Summary Guggenheim Securities’ Capital Structure Advisory Group is a leading advisor to companies, investors and other stakeholders navigating complex financial situations and financial distress. The Capital Structure Advisory Group is a critically important strategic initiative for Guggenheim Securities, which in 2018 acquired Millstein & Co., a leading advisor to companies…https://jobseveryhour.com/job/experienced-associate-investment-banking-commercial-services-guggenheim-securities/https://jobseveryhour.com/job/experienced-associate-investment-banking-commercial-services-guggenheim-securities/Mon, 12 Oct 2026 00:00:00 +0000Chicago. Position Summary Guggenheim Securities (“GS”) is seeking an experienced Associate to join its Commercial Services investment banking team in Chicago. Commercial Services is part of our Global Services coverage team and provides M&A and capital markets advisory to companies that deliver mission-critical services spanning facility, utility and infrastructure, architecture, engineering & consulting, and environmental…https://jobseveryhour.com/job/experienced-analyst-investment-banking-global-services-guggenheim-securities/https://jobseveryhour.com/job/experienced-analyst-investment-banking-global-services-guggenheim-securities/Mon, 12 Oct 2026 00:00:00 +0000Atlanta. Position Summary Guggenheim Securities (“GS”) is seeking an experienced Analyst to join its Global Services investment banking team in Atlanta. The Analyst will join our highly collaborative team responsible for providing advisory services to private equity firms and corporate clients with a strong emphasis on sell-side advisory engagements. The team focuses on high growth segments of the market. Analysts will have…https://jobseveryhour.com/job/chief-financial-officer-north-america-crypto-com/https://jobseveryhour.com/job/chief-financial-officer-north-america-crypto-com/Fri, 09 Oct 2026 00:00:00 +0000Chicago,IL. We are seeking a CFO, North Americas to lead the financial function, with responsibility for managing all aspects of finance, audit, tax, accounting and treasury for our U.S. and Canadian entities. This executive will serve as the senior finance leader on the ground in North America, partnering closely with the Group CFO and global finance team while owning the regional financial architecture that supports a…https://jobseveryhour.com/job/senior-qa-engineer-drivewealth/https://jobseveryhour.com/job/senior-qa-engineer-drivewealth/Fri, 09 Oct 2026 00:00:00 +0000Office - Hyderabad, India. DriveWealth is seeking a hands-on Senior QA Engineer to join our Quality Assurance team supporting post-trade platforms: clearing, custody, settlement, and the back-office systems that follow trade execution. This role is embedded within a product engineering team and focuses on scalable automation, high-quality releases, and stronger testing practices across the SDLC. The ideal candidate has strong technical…https://jobseveryhour.com/job/specialist-execution-services-drivewealth/https://jobseveryhour.com/job/specialist-execution-services-drivewealth/Fri, 09 Oct 2026 00:00:00 +0000Office - Chicago. You’ll work closely with the team, market venues, and market makers, handling real-time risk monitoring and operational troubleshooting. Your role will require consistent execution of firm policies and adherence to SEC and FINRA regulations. Success in this fast-paced, high-accountability environment requires sharp critical thinking, sound judgment, and the ability to collaborate effectively with internal and…https://jobseveryhour.com/job/transaction-reporting-analyst-india-drivewealth/https://jobseveryhour.com/job/transaction-reporting-analyst-india-drivewealth/Thu, 08 Oct 2026 00:00:00 +0000Gujarat International Finance Tec-City, Gujarat, India. The overnight Transaction Reporting Analyst is a critical role responsible for the operational integrity of DriveWealth's regulatory trade reporting during the newly extended 24/5 equity trading session. This role owns the overnight monitoring, exception handling, and repair of trade reporting submissions to FINRA's Trade Reporting Facility (TRF). The role also assists with other aspects of brokerage trade…https://jobseveryhour.com/job/transaction-reporting-analyst-drivewealth/https://jobseveryhour.com/job/transaction-reporting-analyst-drivewealth/Thu, 08 Oct 2026 00:00:00 +0000Office - Chicago. The Transaction Reporting Analyst is a critical role responsible for the operational integrity of DriveWealth's regulatory trade reporting. This role is responsible for performing the Firm's front-line supervisory reviews: working exception reports generated across trading, order handling, and FINRA trade reporting activity; investigating and documenting findings; and escalating issues to the appropriate supervisor…https://jobseveryhour.com/job/operations-lead-trading-sei-labs/https://jobseveryhour.com/job/operations-lead-trading-sei-labs/Thu, 08 Oct 2026 00:00:00 +0000New York City. As Operations Lead, you will own the daily operating engine of our FCM: making sure every trade, position, margin call, cash movement and customer account is processed accurately, on time and under documented controls. You will be the first-line owner of the trade lifecycle and of back- and middle-office operations. You will work closely with Compliance, Risk, Finance and Engineering, with clear first- and…https://jobseveryhour.com/job/trade-surveillance-analyst-sei-labs/https://jobseveryhour.com/job/trade-surveillance-analyst-sei-labs/Thu, 08 Oct 2026 00:00:00 +0000New York City. As our first trading Surveillance Analyst, you will be a founding member of the DCM's market regulation function. You will monitor trading activity on the exchange, investigate alerts, and help build the surveillance program, procedures and tooling we launch with. This role starts hands-on and detail-heavy. As the exchange goes live and the team grows, there is a clear path to more complex investigations and team…https://jobseveryhour.com/job/erm-program-manager-alpaca/https://jobseveryhour.com/job/erm-program-manager-alpaca/Thu, 08 Oct 2026 00:00:00 +0000Remote - Americas. Who We Are: Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Amongst our subsidiaries, Alpaca is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge…https://jobseveryhour.com/job/jr-agency-trader-apex-fintech-services/https://jobseveryhour.com/job/jr-agency-trader-apex-fintech-services/Thu, 08 Oct 2026 00:00:00 +0000Dallas, TX. Trade Execution: Manage and execute electronic and manual trades across multiple platforms, ensuring accuracy and full compliance with applicable regulations and client directives. Trade Issue Resolution: Identify, manage, and resolve trading errors made by employees or the firm to maintain integrity and accuracy within trade operations. Provide immediate assistance to clients with trade errors and issues, guiding…https://jobseveryhour.com/job/fixed-income-agency-trader-apex-fintech-services/https://jobseveryhour.com/job/fixed-income-agency-trader-apex-fintech-services/Thu, 08 Oct 2026 00:00:00 +0000Dallas, TX. Develop and execute Apex’s fixed income strategy based on market research and intelligence, monitor trends and regulatory changes, and recommend roadmap priorities, market expansion, and client segmentation Design and implement scalable fixed income trading workflows, serve as the business SME with Product and Engineering, define user personas and journey maps, and drive product development and go to market Own end…https://jobseveryhour.com/job/chief-compliance-officer-cash-app-investing-block/https://jobseveryhour.com/job/chief-compliance-officer-cash-app-investing-block/Wed, 07 Oct 2026 00:00:00 +0000Bay Area, CA, United States of America. Cash App Investing is seeking a Compliance Officer to lead and mature the compliance program for its FINRA/SEC-regulated investing business. Reporting to the Head of Global Regulated Entities at Block, you will provide senior compliance leadership across broker-dealer obligations, product advisory, regulatory engagement, governance, and team execution. This role will partner closely with Cash App Investing…https://jobseveryhour.com/job/new-accounts-experienced-associate-guggenheim-securities/https://jobseveryhour.com/job/new-accounts-experienced-associate-guggenheim-securities/Wed, 07 Oct 2026 00:00:00 +0000New York City, NY – U.S.. Position Summary The New Accounts Experienced Associate plays a central role in the client lifecycle at Guggenheim Securities, LLC – a FINRA registered broker-dealer – facilitating the onboarding, Know-Your-Customer (KYC), and Anti-Money Laundering (AML) processes required to open new institutional accounts and maintain existing ones. Because account readiness directly gates the firm’s ability to transact, this role…https://jobseveryhour.com/job/experienced-analyst-investment-banking-technology-media-tele-guggenheim-securities/https://jobseveryhour.com/job/experienced-analyst-investment-banking-technology-media-tele-guggenheim-securities/Wed, 07 Oct 2026 00:00:00 +0000LON 11 Hanover Street. Position Summary Guggenheim Securities (“GS”) is seeking an exceptional, experienced Analyst to join its Technology, Media and Telecom (“TMT”) Investment Banking group located in London. Our London-based TMT Investment Banking team is a key part of GS’ TMT practice and leads the coverage and execution of transactions for technology companies. The group advises clients in the technology sector on various financial…https://jobseveryhour.com/job/senior-compliance-analyst-regulatory-apex-fintech-services/https://jobseveryhour.com/job/senior-compliance-analyst-regulatory-apex-fintech-services/Tue, 06 Oct 2026 00:00:00 +0000Dallas, TX. Regulatory Inquiries and Examinations: Investigate and respond to regulatory inquiries, and actively participate in regulatory examinations, ensuring all responses are timely, accurate, and comprehensive. Policy and Procedure Oversight: Maintain and enhance the firm's compliance policies and procedures, including written supervisory procedures and compliance manuals, to ensure they are comprehensive, updated, and…https://jobseveryhour.com/job/operations-specialist-account-transfers-apex-fintech-services/https://jobseveryhour.com/job/operations-specialist-account-transfers-apex-fintech-services/Tue, 06 Oct 2026 00:00:00 +0000Dallas. Customer Service: Ensure client inquiries are addressed and completed in accordance with service level agreement guidelines. Work with and offer assistance to internal and external customers with daily incoming and outgoing ACAT and Non ACAT requests. Supervisory Oversight: Review and complete daily supervisory oversight, providing updates to seniors and management. Ensures ACAT requests are processed while adheres…https://jobseveryhour.com/job/equity-trader-and-research-analyst-allworth-financial/https://jobseveryhour.com/job/equity-trader-and-research-analyst-allworth-financial/Mon, 05 Oct 2026 00:00:00 +0000Cincinnati, Ohio, United States. include tracking fundamentals, catalysts, and relative valuation; monitoring earnings and company developments across current holdings; and screening individual names for potential inclusion in or removal from the firm's model portfolios. Research conclusions inform the portfolio managers and help shape the holdings. DUTIES AND RESPONSIBILITIES: Trading and Portfolio Implementation (approximately 75%) Execute…https://jobseveryhour.com/job/options-specialist-and-equity-trader-allworth-financial/https://jobseveryhour.com/job/options-specialist-and-equity-trader-allworth-financial/Fri, 02 Oct 2026 00:00:00 +0000Cincinnati, Ohio, United States; Dallas, Texas, United States; Indianapolis, Indiana, United States. Options Management (approximately 75%) Understand, structure, and execute a range of options strategies, including covered calls, protective puts, collars, and spreads, in line with firm objectives and risk parameters. Monitor open positions and adjust or roll strategies as market conditions, expirations, and assignment risk warrant, applying working knowledge of options mechanics. Explain strategy rationale…https://jobseveryhour.com/job/suitability-analyst-horace-mann/https://jobseveryhour.com/job/suitability-analyst-horace-mann/Fri, 02 Oct 2026 00:00:00 +0000Remote. , you'll help protect our clients and support our registered representatives by reviewing financial services transactions for suitability and ensuring activity is handled in accordance with broker-dealer procedures and FINRA requirements. You'll combine analytical thinking, regulatory knowledge, and strong relationship-building skills to review applications, research transactions, maintain required documentation…https://jobseveryhour.com/job/senior-product-manager-director-trading-products-okx/https://jobseveryhour.com/job/senior-product-manager-director-trading-products-okx/Thu, 01 Oct 2026 00:00:00 +0000Hong Kong, Hong Kong SAR. OKX is building out its equities and tokenized securities business. This is a post-trade and brokerage systems product role — you will own the layer that sits between our users and the securities markets: order management, execution, settlement, asset servicing and reconciliation. We have strong crypto product and engineering talent. What this role brings is depth in brokerage architecture and securities market…https://jobseveryhour.com/job/senior-product-manager-director-trading-products-okx-2/https://jobseveryhour.com/job/senior-product-manager-director-trading-products-okx-2/Thu, 01 Oct 2026 00:00:00 +0000Singapore, Singapore. OKX is building out its equities and tokenized securities business. This is a post-trade and brokerage systems product role — you will own the layer that sits between our users and the securities markets: order management, execution, settlement, asset servicing and reconciliation. We have strong crypto product and engineering talent. What this role brings is depth in brokerage architecture and securities market…https://jobseveryhour.com/job/senior-media-and-public-relations-lead-drivewealth/https://jobseveryhour.com/job/senior-media-and-public-relations-lead-drivewealth/Tue, 29 Sep 2026 00:00:00 +0000Office - NYC. As DriveWealth enters its next exciting chapter of growth, we're looking for a creative, forward-thinking Media and PR Lead to help shape our story! In this role, you'll be the driving force behind elevating our global brand visibility and taking our public image to new heights. You'll build strong media connections across top-tier international and U.S. outlets, spearhead engaging narratives around financial tech…https://jobseveryhour.com/job/sales-account-manager-ii-brex/https://jobseveryhour.com/job/sales-account-manager-ii-brex/Tue, 29 Sep 2026 00:00:00 +0000New York, New York, United States. As an Account Manager II, you'll strategically own a book of our higher-value, more complex customers and carry the number for net revenue retention and expansion across it. You'll operate as a commercial advisor rather than a support contact: multi-threading into economic buyers and finance executives, leading complex multi-product negotiations, and structuring deals that hold up over multiple years. Roughly 70% of…https://jobseveryhour.com/job/alternatives-distribution-internal-wholesale-associate-icapital/https://jobseveryhour.com/job/alternatives-distribution-internal-wholesale-associate-icapital/Tue, 29 Sep 2026 00:00:00 +0000Greenwich, Connecticut, United States. iCapital is looking to hire an Internal Wholesale Associate to join the Alternative Distribution team. The ideal candidate will work with new and existing advisors throughout the lifecycle of the alternative investment. You'll partner with External Wholesalers and own advisor relationships actively prospecting, educating, and closing new business while deepening engagement with existing clients. You'll be the…https://jobseveryhour.com/job/senior-strategic-program-manager-coinbase/https://jobseveryhour.com/job/senior-strategic-program-manager-coinbase/Mon, 28 Sep 2026 00:00:00 +0000Remote - USA. Own a portfolio of trading product domains, including support contact rate reduction targets, launch readiness, and performance scorecards across approximately half of the global trading CX scope Lead the high net worth CX program end-to-end, defining segment strategy, retention priorities, the service model, and the cross-functional operating model spanning Sales, Concierge, Compliance/Risk, and Trading product Set…https://jobseveryhour.com/job/financial-risk-manager-alpaca/https://jobseveryhour.com/job/financial-risk-manager-alpaca/Mon, 28 Sep 2026 00:00:00 +0000Remote. Key Priorities This role will be responsible for building out the following core capabilities: Daily liquidity reporting and streamlined data pipelines Intraday liquidity monitoring Intraday stress testing Longer-term stress testing Monte Carlo simulations for stress testing Alerting frameworks and other necessary controls Daily Liquidity Reporting & Data Pipelines Build and own daily liquidity reporting, ensuring…https://jobseveryhour.com/job/equities-operations-analyst-guggenheim-securities/https://jobseveryhour.com/job/equities-operations-analyst-guggenheim-securities/Fri, 25 Sep 2026 00:00:00 +0000New York. About the Position Guggenheim is seeking a junior to mid-level Equities Operations Analyst (2-3 years of experience) to join its Equities Operations team. This individual will be part of a highly collaborative, cross-trained group responsible for critical support functions across the firm’s equities platform, including high-touch cash trading, low-touch electronic trading, international cash trading, options, and…