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Compliance Examiner - Broker Dealer

Horace Mann · Remote
Remote$90K - $126KOpen 113 daysNo degree required

Compliance Examiner - Broker Dealer is open at Horace Mann (Remote). The posting gives a salary of $90K - $126K. Posted on Jul 24, 2026, and still on Horace Mann’s careers page when we last checked, on Nov 14, 2026.

About the role

We are seeking an experienced and highly motivated Compliance Examiner to join our team. This position is responsible for conducting comprehensive examinations of branch offices and registered representatives to ensure compliance with FINRA, SEC, and state regulations. The ideal candidate will possess strong analytical, communication, and organizational skills, and thrive in a fast-paced, travel-intensive…

The opening lines of the posting. The rest is on Horace Mann’s careers page.

Hiring at Horace Mann

Horace Mann has 21 open roles right now, 17 of them remote. Most are in Data & Research, Finance & Trading and Marketing & Community. See all its roles

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